| 1. | Professional institutions and individuals that produce relevant documents for the issuance of securities shall strictly perform their statutory duties and warrant the truthfulness , accuracy and completeness of the documents that they produce
为证券发行出具有关文件的专业机构和人员，必须严格履行法定职责，保证其所出具文件的真实性准确性和完整性。 |
| 2. | Money supply in the united states is managed mainly by the federal reserve board through its bank reserve requirements , the discount rate it charges to banks for money , as well as its open market operations conducted through the issuance of securities
美国的货币供给主要由联邦储备局进行管理，包括银行准备金，通过贴现率收费以及通过发行证券公开市场业务。 |
| 3. | Article 12 the format and ways of submission of the application document to be presented by the issuer for application for public issuance of securities according to law shall be prescribed by the institution or department responsible for verification and approval or examination and approval according to law
第十二条发行人依法申请公开发行证券所提交的申请文件的格式、报送方式，由依法负责核准或者审批的机构或者部门规定。 |
| 4. | Article l7 once an application for issuance of securities has been verified or approved upon examination , the issuer shall announce the public offer documents prior to the public issuing of the securities , as prescribed in laws and administrative regulations , and make the said documents available at the designated places for the public to consult
第十七条证券发行申请经核准或者经审批，发行人应当依照法律行政法规的规定，在证券公开发行前，公告公开发行募集文件，并将该文件置备于指定场所供公众查阅。 |
| 5. | The main tort activities in the securities market can be classified as follows : 1 ) falsified or misleading information on important omissions that result in losses for investors during securities transaction ; 2 ) manipulation of securities market ; 3 ) securities exchange personnel with inside information ; and 4 ) issuance of securities to the public without prior approval by authorized body according to law
《证券法》中的证券侵权行为包括虚假陈述，误导、重大遗漏，操纵市场，内幕交易，发行人擅自发行证券等。产生民事侵权责任的构成要件是：首先，有侵权行为存在，即存在虚假陈述，误导、重大遗漏行为，操纵市场行为，内幕交易行为和发行人擅自发行证券行为。 |
| 6. | Its applicability to the on - line securities trading will be discussed in each chapter of this thesis . for the purpose of conducting an in depth research on the legal issues , the following issues will need to be discussed : - 1 . the issues of applicability and enforceability of electronic contract on the first issuance of securities on the internet and on - line securities trading ; 2
网络证券的法律问题是一个复合性及新的法律问题，但是这并不表示所有传统的证券法律就已经过时或必定不适用于网络证券，恰恰相反的是传统证券的法律并不会因此而全然被否定，反之它正是网络证券法律发展的根源，所以在本文各章中讨论研究有关问题时，亦同时会讨论现有传统证券的法律在网络证券法律中的适用问题。 |
| 7. | The said business mainly involves the issuance of securities on the internet , on - line information disclosure and propaganda , on - line securities trading , on - line securities clearing and settlement etc . all these on - line activities involve a lot of complicated legal issues , such as legal issues involving electronic contract , electronic payment , jurisdiction of electronic commerce , the security and privacy of electronic commerce
其中主要包括网络证券发行、网络信息披露及宣传、网络证券交易、网络结算和交收等等。以上各项所涉及的法律问题非常繁复，其中有很多地方是传统证券法律无法解决，如电子合同、电子支付、电子商务管辖权、电子商务的安全与隐私等等的法律问题，需要研究另立新的法律来规范其运作。 |
